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Dean Phillips

Former Rep. (D-MN-3)

Disclosed trades
475
Purchases
271
Sales
201
Stocks traded
208
Likely still held
130
Latest trade
Jul 21, 2021
Latest filing
Aug 13, 2021

Stocks traded

Most-filed 24 of 208 tickers, with the latest disclosed action
CMCSAComcast CorporationBoughtDec 16, 2020SCHWThe Charles Schwab CorporationBoughtSep 23, 2020WFCWells Fargo & CompanyBoughtSep 23, 2020ACNAccenture plcSoldJan 12, 2021BKNGBooking Holdings Inc.SoldJan 12, 2021ETNEaton Corporation plcBoughtMar 5, 2020MMM3M CompanyBoughtSep 23, 2020CBChubb LimitedSoldJan 11, 2021PHGPHGBoughtJun 8, 2020SNESNEBoughtDec 16, 2020UNHUnitedHealth Group IncorporatedSoldMay 21, 2020CERNCERNSoldFeb 28, 2020LUVSouthwest Airlines Co.SoldApr 17, 2020TAT&T Inc.SoldJan 5, 2021ABTAbbott LaboratoriesBoughtJan 5, 2021HDSHDSSoldDec 22, 2020HONHoneywell International Inc.SoldJan 25, 2021JPMJPMorgan Chase & Co.BoughtDec 16, 2020NTRSNorthern Trust CorporationBoughtMar 5, 2020PGRThe Progressive CorporationBoughtJun 8, 2020PPGPPG Industries, Inc.SoldApr 2, 2020AALAmerican Airlines Group Inc.SoldJan 5, 2021ADSADSBoughtMay 13, 2020ALXNALXNSoldJul 21, 2021

Likely current holdings

18 most recently active of 130

Positions whose disclosed filings show purchases without a later sale that closed them. Filings lag trades by up to 45 days and report ranges, not sizes, so this is an inference from public disclosures, not verified ownership.

BKNGFirst bought Jun 5, 2019Last sold Jan 12, 20219 filingsOn the 2023 disclosureFMSFirst bought Jan 11, 2021Last bought Jan 12, 20212 filingsCBFirst bought Mar 27, 2019Last sold Jan 11, 20217 filingsOn the 2023 disclosureACGLFirst bought Jan 8, 20211 filingOn the 2023 disclosureAALFirst bought Jan 4, 2019Last sold Jan 5, 20214 filingsABTFirst bought Jun 20, 2019Last bought Jan 5, 20215 filingsESFirst bought Jan 5, 20212 filingsIRMFirst bought Feb 28, 2020Last bought Jan 5, 20213 filingsTFirst bought May 13, 2019Last sold Jan 5, 20216 filingsTSLAFirst bought Dec 18, 2020Last bought Jan 5, 20212 filingsBAXFirst bought Feb 28, 2020Last sold Dec 18, 20204 filingsBSXFirst bought Aug 10, 2020Last sold Dec 18, 20202 filingsCFGFirst bought Apr 2, 2020Last sold Dec 18, 20202 filingsCRMFirst bought Sep 23, 2020Last sold Dec 18, 20202 filingsCSCOFirst bought Dec 18, 20201 filingCTXSFirst bought Apr 2, 2020Last sold Dec 18, 20203 filingsEDFirst bought Sep 23, 2020Last sold Dec 18, 20202 filingsEQIXFirst bought Sep 23, 2020Last sold Dec 18, 20202 filings+112 more in the ledger

Reported holdings

115 assets listed

As reported in their 2023 annual disclosure, filed Aug 13, 2024.

The assets and value ranges below are copied from that filing. Amounts are the ranges the form provides, shown as filed and never combined.

ACGLArch Capital Group Ltd.- Trust 1NoneBKNGBooking Holdings Inc.- Trust 1NoneSCHWThe Charles Schwab Corporation- Trust 1NoneCBChubb Limited- Trust 1NoneCMCSAComcast Corporation- Trust 1NoneDGDollar General Corporation- Trust 1NoneDLTRDollar Tree, Inc.- Trust 1NoneETNEaton Corporation plc- Trust 1NoneEMREmerson Electric Co.- Trust 1NoneEXPDExpeditors International of Washington, Inc.- Trust 1NoneHONHoneywell International Inc.- Trust 1NoneIEIiShares 3-7 Year Treasury Bond ETF- Trust 1NoneIEMGiShares Core MSCI Emerging Markets ETF- Trust 1NoneACWIiShares MSCI ACWI ETF- Trust 1NoneEFAiShares MSCI EAFE ETF- Trust 1NoneEWJiShares MSCI Japan ETF- Trust 1NoneIWFiShares Russell 1000 Growth ETF- Trust 1NoneIVWiShares S&P 500 Growth ETF- Trust 1NoneIVEiShares S&P 500 Value ETF- Trust 1NoneJPMJPMorgan Chase & Co.- Trust 1NoneBBCAJPMorgan BetaBuilders Canada ETF- Trust 1NoneBBAXJPMorgan BetaBuilders Developed Asia Pacific ex-Japan ETF- Trust 1NoneBBEUJPMorgan BetaBuilders Europe ETF- Trust 1NoneBBJPJPMorgan BetaBuilders Japan ETF- Trust 1None
Show 14 more listed stocks and funds
MASMasco Corporation- Trust 1NoneMUMicron Technology, Inc.- Trust 1NoneNTRSNorthern Trust Corporation- Trust 1NoneOMCOmnicom Group Inc.- Trust 1NonePCARPACCAR Inc- Trust 1NonePEPPepsiCo, Inc.- Trust 1NonePPGPPG Industries, Inc.- Trust 1NonePGRThe Progressive Corporation- Trust 1NoneDGXQuest Diagnostics Incorporated- Trust 1NoneSLBSlb N.V.- Trust 1NoneSPYState Street SPDR S&P 500 ETF- Trust 1NoneTJXThe TJX Companies, Inc.- Trust 1NoneUNHUnitedHealth Group Incorporated- Trust 1NoneACWIiShares MSCI ACWI ETF- Trust 2None

Other reported assets (77)

  • - 100 University Family Limited Partnership ⇒ Artwork$100,001 - $250,000
  • - 100 University Family Limited Partnership ⇒ Baird Brokerage ⇒ Baird - Cash$100,001 - $250,000
  • - Cash Accounts ⇒ Cash in JP Morgan checking accounts$1,000,001 - $5,000,000
  • - Cash Accounts ⇒ Cash in JP Morgan investment accounts$500,001 - $1,000,000
  • - Cash Accounts ⇒ Cash in U.S. Bank checking accounts$1,001 - $15,000
  • - Fialko, LLC ⇒ AIF VI Private Investors LLC$1,001 - $15,000
  • - Fialko, LLC ⇒ AP Europe VII (APAX) Private Investors Onshore LLC$100,001 - $250,000
  • - Fialko, LLC ⇒ Carlyle Asia Partners II Private Investors LLCNone
  • - Fialko, LLC ⇒ Cash in JP Morgan checking account$1,001 - $15,000
  • - Fialko, LLC ⇒ Cash in JP Morgan investment account$100,001 - $250,000
  • - Fialko, LLC ⇒ Highbridge Mezzanine Partners, LPNone
  • - Fialko, LLC ⇒ JP Morgan Alternative Property Fund Domestic 1 LP$15,001 - $50,000
Show 65 more
  • - Fialko, LLC ⇒ JP Morgan India Property Fund, LP$15,001 - $50,000
  • - Fialko, LLC ⇒ KKR 2006 Private Investors, LLC (Onshore)$50,001 - $100,000
  • - Fialko, LLC ⇒ Outsell, Inc.$250,001 - $500,000
  • - Fialko, LLC ⇒ Penny's Coffee LLC$1,001 - $15,000
  • - Fialko, LLC ⇒ Rational Energies LLC$250,001 - $500,000
  • - Phillips Family Properties, LLC ⇒ Cash in JP Morgan checking account$1,001 - $15,000
  • - Phillips Family Properties, LLC ⇒ 100 University Family Limited Partnership ⇒ Artwork$1,001 - $15,000
  • - Privately-Held Business Entities ⇒ Geniecast, LLCNone
  • - Privately-Held Business Entities ⇒ MyMeds, Inc.$50,001 - $100,000
  • - Privately-Held Business Entities ⇒ Penny's Coffee LLC$1 - $1,000
  • - Privately-Held Business Entities ⇒ Rational Energies LLC$250,001 - $500,000
  • - Retirement Account 1 ⇒ Fidelity Freedom 2035 Fund: Class K (FSNUX)$15,001 - $50,000
  • - Retirement Account 2 ⇒ Fidelity Target Date 2035 Fund$15,001 - $50,000
  • - Trust 1 ⇒ Berkshire Hathaway Inc. New (BRK.B)None
  • - Trust 1 ⇒ BlackRock High Yield Bond Portfolio - Class K (BRHYX)None
  • - Trust 1 ⇒ Cash in JP Morgan investment accountNone
  • - Trust 1 ⇒ Fidelity 500 Index Fund (FXAIX)None
  • - Trust 1 ⇒ Fidelity International Index Fund (FSPSX)None
  • - Trust 1 ⇒ Fresenius Medical Care AG (FMS)None
  • - Trust 1 ⇒ JPM Tax Free MMkt Inst Sweep FdNone
  • - Trust 1 ⇒ Koninklijke Philips N.V. NY Registry Shares (PHG)None
  • - Trust 1 ⇒ Matthews Pacific Tiger Fund Insti Class (MIPTX)None
  • - Trust 1 ⇒ MFS International Value Fund Class R6 (MINJX)None
  • - Trust 1 ⇒ Nestle SA Sponsored ADR representing Registered Shares Series B (NSRGY)None
  • - Trust 1 ⇒ PGIM High Yield Fund Class R6 (PHYQX)None
  • - Trust 1 ⇒ PIMCO Funds High Yield Fund Institutional Shares (PHIYX)None
  • - Trust 1 ⇒ Promissory Note - Dean B. PhillipsNone
  • - Trust 1 ⇒ Six Circles International Unconstrained Equity Fund (CIUEX)None
  • - Trust 1 ⇒ Six Circles Tax Aware Bond Fund (CBTAX)None
  • - Trust 1 ⇒ Six Circles US Unconstrained Equity Fund (CUSUX)None
  • - Trust 1 ⇒ Smith & Nephew SNATS, Inc. (SNN)None
  • - Trust 1 ⇒ Sony Corporation (SNE)None
  • - Trust 1 ⇒ The Tax-Exempt Bond Fund of America - Class F-3 (TFEBX)None
  • - Trust 1 ⇒ Unilever PLC (UL)None
  • - Trust 1 ⇒ Vanguard Intermediate-Term Tax-Exempt Fd Admiral Shs (VWIUX)None
  • - Trust 2 ⇒ Cash in JP Morgan investment accountNone
  • - Trust 2 ⇒ JPMorgan Investor Growth Fund I Class (ONIFX)None
  • - Trust 6 ⇒ Cash in JP Morgan investment account$1,001 - $15,000
  • - Trust 6 ⇒ North American Life Insurance Policy$250,001 - $500,000
  • - Trust 7 ⇒ John Hancock Life Insurance Policy$500,001 - $1,000,000
  • American United Life Insurance Company - Policy 1$15,001 - $50,000
  • American United Life Insurance Company - Policy 2$15,001 - $50,000
  • Apollo EPF III Private Investors, LLC (Onshore)$250,001 - $500,000
  • Benefit Street Partners IV LLC (Providence Onshore)$500,001 - $1,000,000
  • Blackstone Partners Investment Fund LP Class B$250,001 - $500,000
  • Carlyle Asia Partners II Private Investors LLCNone
  • CD&R Fund X Private Investors, Cayman LP$1,000,001 - $5,000,000
  • Cerberus VI Private Investors, LLC$500,001 - $1,000,000
  • Corbin Capital Partners - Pinehurst Partners LP$250,001 - $500,000
  • Cushing MLP Opportunity Fund 1 LP$15,001 - $50,000
  • E-T Energy Ltd.$1,001 - $15,000
  • GIF IV Private Investors Onshore LLC Class A$15,001 - $50,000
  • GSO Private Investors II, LLC Class B$1,001 - $15,000
  • Highbridge Mezzanine Partners LP$1,001 - $15,000
  • HPS Mezzanine Private Investors II LLC$1,001 - $15,000
  • HPS Mezzanine Private Investors III LLC Onshore$500,001 - $1,000,000
  • JP MorganSpouse$15,001 - $50,000
  • Optum Bank - HSA Account$1,001 - $15,000
  • PEG Secondary Private Equity Investors III LP$100,001 - $250,000
  • Phillips Adam Smith Partners, LLC (f/k/a Adam Smith Fund, LLC)$1,001 - $15,000
  • Starwood SOF XI Private Investors$500,001 - $1,000,000
  • The Dean B. Phillips 1992 GST Trust$5,000,001 - $25,000,000
  • The Dean B. Phillips 2001 GST Trust$1,000,001 - $5,000,000
  • The Phillips Qualified Blind Trust$5,000,001 - $25,000,000
  • US Bank - CheckingSpouse$15,001 - $50,000

Filing ledger

Newest trade first, as disclosed under the STOCK Act
TradedStockTypeAmountDisclosedFiled afterdays from trade
Jul 21, 2021AZNAZNExchange$1,001 - $15,000Aug 13, 202123 days
Jul 21, 2021ALXNALXNSale (Full)$1,001 - $15,000Aug 13, 202123 days
Apr 15, 2021VARVARSale (Full)$1,001 - $15,000May 12, 202127 days
Jan 25, 2021Honeywell International Inc.HONSale (Partial)$1,001 - $15,000Feb 13, 202119 days
Jan 21, 2021PACCAR IncPCARSale (Partial)$1,001 - $15,000Feb 13, 202123 days
Jan 12, 2021Accenture plcACNSale (Full)$1,001 - $15,000Feb 13, 202132 days
Jan 12, 2021Booking Holdings Inc.BKNGSale (Partial)$1,001 - $15,000Feb 13, 202132 days
Jan 12, 2021FMSFMSPurchase$1,001 - $15,000Feb 13, 202132 days
Jan 11, 2021FMSFMSPurchase$1,001 - $15,000Feb 13, 202133 days
Jan 11, 2021Chubb LimitedCBSale (Partial)$1,001 - $15,000Feb 13, 202133 days
Jan 11, 2021Accenture plcACNSale (Partial)$1,001 - $15,000Feb 13, 202133 days
Jan 8, 2021Accenture plcACNSale (Partial)$1,001 - $15,000Feb 13, 202136 days
Jan 8, 2021Arch Capital Group Ltd.ACGLPurchase$1,001 - $15,000Feb 13, 202136 days
Jan 8, 2021Chubb LimitedCBSale (Partial)$1,001 - $15,000Feb 13, 202136 days
Jan 7, 2021TIFTIFSale (Full)$1,001 - $15,000Feb 13, 202137 days
Jan 7, 2021Accenture plcACNSale (Partial)$1,001 - $15,000Feb 13, 202137 days
Jan 5, 2021DTE Energy CompanyDTESale (Full)$1,001 - $15,000Feb 13, 202139 days
Jan 5, 2021American Airlines Group Inc.AALSale (Partial)$1,001 - $15,000Feb 13, 202139 days
Jan 5, 2021Tesla, Inc.TSLAPurchase$1,001 - $15,000Feb 13, 202139 days
Jan 5, 2021ALXNALXNPurchase$1,001 - $15,000Feb 13, 202139 days

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Amounts are the ranges reported on the public disclosure, not exact values. Members file within 45 days of a trade, so the filing date can trail the trade by weeks.